of the SEC. The person applying for the approval under the first paragraph shall have financial condition, operating system, qualification and paying fees as specified in the notification of the SEC
; (3) any juristic person as specified in the notification of the SEC. The person applying for the approval under the first paragraph shall have financial condition, operating system, qualification and
approval under the first paragraph shall have financial condition, operating system, qualification and paying fees as specified in the notification of the SEC. The SEC Office shall publish the names of the
annual report showing its financial condition and operating results to the board of directors of the SET and publish the report in a manner available for public access. 6. Effectiveness, clarity and
prepare and submit its operating plan to the Minister for acknowledgment every year and disclose the operating plan in a manner available for public access. 3 In the case where it is appropriate or
may not require a securities company to have a paid- up registered capital in an amount specified for operation of any particular category of securities business, except for a security company operating
Minister and such remuneration shall be considered as operating expenses of the SEC Office. Section 14. The SEC Office shall have the duty and power to perform any act for the implementation of the SEC’s
mutatis mutandis. Section 13. The sub-committee under Section 12 shall receive remuneration as specified by the Minister and such remuneration shall be considered as operating expenses of the SEC Office
within sixty days for operating in accordance with Section 31/7; in this regard, the retiring commission members shall remain in office until their successors assume their duties. The provisions of Section
rules, regulations, notifications, orders, or directions under this Act; (2) the determination of fees for application for an approval, application for obtaining a license, a license, or for operating the