Rules and Appropriate Investment Advisory (3) Knowledge on complex and non-complex capital market products e.g. derivatives, debt securities, and high-risk or complicated mutual funds (4) Investment
substantive analytical procedures and audit sampling. The SEC, therefore, took immediate action by holding a seminar in the mid of 2014 on the topic of “Audit Quality: Audit Sampling and Substantive Analytical
May Visakha Bucha Day 10. Friday 1 July Mid-Year Closing Day 11. Tuesday 19 July Arsarnha Bucha Day 12. Friday 12 August H.M. the Queen’s Birthday 13. Monday 24 October Substitution for Chulalongkorn
. Tuesday 15 April Songkran Festival 6. Thursday 1 May National Labour Day 7. Monday 5 May Coronation Day 8. Monday 19 May Wisakha Bucha Day 9. Tuesday 1 July Mid Year Closing Day 10. Thursday 17 July Asarnha
Festival 6. Thursday 1 May National Labour Day 7. Monday 5 May Coronation Day 8. Monday 19 May Wisakha Bucha Day 9. Tuesday 1 July Mid Year Closing Day 10. Thursday 17 July Asarnha Bucha Day 11. Tuesday 12
Management Project launched in mid 2009, the SEC has relaxed certain rules and regulations to increase flexibility, reduce private sector expenses, encourage competition and self-adjustment. To increase
of 2019, Postponed from what is expected to be opened in mid-2019, because of more details of construction, techniques and decoration of all theme park. 7 5 Investment cost Carnival Magic Project has a
system, performance techniques and the decoration of entire project. It is scheduled to open by the end of 2019, Postponed from what is expected to be opened in mid-2019, because of more details of
% 0% 0% Fixed Income Money Market Thailand Equity Property Fund Foreign EQ Allocation Commodities ETF Miscellaneous 2 Thai Mutual Fund Industry 68% 12% 20% 74% 21% 5% Equity Large-Cap Equity Small/Mid
, the audit firms should always consider fundamental factors, such as audit partner’s capabilities and experiences. During the 2015 audit inspection, the SEC found that complicated audit engagements of