Rules and Appropriate Investment Advisory (3) Knowledge on complex and non-complex capital market products e.g. derivatives, debt securities, and high-risk or complicated mutual funds (4) Investment
account, bond dealing, private repos and other investments. The Company’s DW business was significantly impacted by the extreme volatility of the Thai stock market during March 2020. The Company is a market
.............................................................. 37 Figure 8: Countries most affected by extreme weather events, 2000-2019 ......................... 67 Figure 9. Thailand GHG Emission Profile (Excluding LULUCF), 2018
.; (b) the complicated nature of the action or the tools using for such action such as using a disguised name of other person or establishing a company for concealment; (c) the record of behaviour of
.; (b) the complicated nature of the action or the tools using for such action such as using a disguised name of other person or establishing a company for concealment; (c) the record of behaviour of
compliance with the changing regulations in order to mitigate their impacts upon them directly or indirectly via customers, and maintain profitability. 5. Climate Change Risk For Thailand, extreme weather
using the scenario, parameter and assumption conforming to the guideline approved by the risk management committee which shall cover the extreme but possible events of market volatility; (2) a quarterly
the extreme but possible events of market volatility; (2) a quarterly reverse stress test. The derivatives clearing house shall file the report on results of the tests under (1) and (2) with the SEC
impacts on businesses, such extreme events have led to greater awareness in the society at all levels - from the community, to the national and global levels. To combat environmental issues over the long
documentation to take into consideration potential exceptional events (such as significant change in perimeters through material M&A activities) or extreme events, including drastic changes in the regulatory