Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance
Providing Compliance Unit of an Intermediary
Special Extension for Approved Status of Auditor, Financial Advisor and Compliance
Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries
Exemption from Submitting the Registration Statement In case of Non-public Offering Securities Issued by Foreign Company
Re: Moving of the Securities Company Office
Determination of Securities Issuer Deemed as a Company
Determination of Untrustworthy Characteristics of Company Directors and Executives