compliance unit (Head of Compliance) However, KWI appoint the highest level responsible person in the compliance unit on 5 September 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement
Asphere Innovations Public Company Limited Asphere Innovations Public Company Limited (“AS”) offered newly issued securities to directors or employees which is not in compliance with rules
agreement to purchase Kitha’s shares; the adding of special agenda to purchase Kitha’s shares in shareholder meeting and when the shareholder meeting approved, the agreement to purchase Kitha’s share became
agreement to purchase Kitha’s shares; the adding of special agenda to purchase Kitha’s shares in shareholder meeting and when the shareholder meeting approved, the agreement to purchase Kitha’s share became
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of
Mr. Ongart Thumrongsakunvong Mr. Ongart Thumrongsakunvong failed to make a timely tender offer for the purchase of all securities of Interhides Public Company Limited (IHL). On September 29, 2006, he
that time which was not consistent with the normal market conditions. Additionally, he continuously traded RICH shared which results in the purchase or sale of such securities which was not consistent
with the normal market conditions. Additionally, she continuously traded MILL shared which results in the purchase or sale of such securities which was not consistent with the normal market conditions
with the normal market conditions. Additionally, he continuously traded MILL shared which results in the purchase or sale of such securities which was not consistent with the normal market conditions and
shares had changed at that time which was not consistent with the normal market conditions. Additionally, she continuously traded MILL shared which results in the purchase or sale of such securities which