Intermediaries Reporting Requirement Weekly Reports Weekly Report on the Purchase of High Turnover Securities by Individual Clients (SEC Circular SEC. Thor. 1/2547) To be filed within seven days of the
days; (4) For other cases, not exceeding five business days from the day the investment units are repurchased. 8.3 The mutual fund management company shall accept all purchase or the redemption orders
days; (4) For other cases, not exceeding five business days from the day the investment units are repurchased. 8.3 The mutual fund management company shall accept all purchase or the redemption orders
information 2.1 Trade securities by using inside information (Section 242) Offender Person who knows or possesses inside information related to a securities issuing company Nature of the acts Purchase
information 2.1 Trade securities by using inside information (Section 242) Offender Person who knows or possesses inside information related to a securities issuing company Nature of the acts Purchase
disclose its level of I Code compliance for each Principle on a “Comply or Explain" basis. For each Principle not applied by the Institutional Investor, whether because of its business profile (including
/e_ukeirehyoumei.pdf Service Providers: https://www.issgovernance.com/file/duediligence/iss-uk-stewardship-code-compliance-statement-160930.pdf Example of ESG Questions 21st Century Engagement: Investor Strategies
disclose its level of I Code compliance for each Principle on a “Comply or Explain" basis. For each Principle not applied by the Institutional Investor, whether because of its business profile (including
/e_ukeirehyoumei.pdf Service Providers: https://www.issgovernance.com/file/duediligence/iss-uk-stewardship-code-compliance-statement-160930.pdf Example of ESG Questions 21st Century Engagement: Investor Strategies
mutual fund in compliance with the accounting standards prescribed by related regulations on accounting. The financial reports must be audited and given opinions by the auditors who has been approved by