Bangkok, July 27, 2016 ? The SEC is seeking public comments on the proposed revision to the rules on the issuance and offering for sale of derivative warrants with regard to disclosure and additional underlyings. The key areas of revision are: (1) more detailed disclosure of the criteria for DW price setting to give investors sufficient information for decision making, and (2) permission for foreign stocks and foreign stock index to be DW additional underlyings to increase investors? choices. ...
derivatives and structured notes. The revisions include expanding underlying assets of derivatives and SN to cover all investible assets as well as revising SN definition and underlying assets in the category
market?s product variety while it will be more convenient for investors to invest in foreign securities.Foreign securities underlying DRs must either be shares of a large company or investment units of an
close the position of derivatives contract with SET50 underlying at-the-open (ATO) price as soon as the trading session began.* However, since the client sent the order after the trading had already
counterpart (cross-border product).” The SET has developed a new trading platform to support DR trading with the underlying in the Asia and Americas time zone. The platform can also support the sending of
Bangkok, November 3, 2014 ? The SEC will revise underwriting rules to provide more flexible risk management by permitting underwriters to trade underlying securities of the underwritten securities
liquid asset requirement and investment ratio calculation in underlying assets, for example. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties
disclose more information related to the price of the DW to be offered. This includes: - additional disclosure on the historical volatility of the underlying shares in the registration statement and
actively managing strategies for ETFs, i.e., active ETFs, in addition to the existing passive ETFs; 2. Streamlining consideration procedure for underlying index which will be further contemplated for
, dumping or controlling in connection with underlying goods of derivatives contracts and insider trading. The draft regulations prescribe the bounty payment conditions and procedures, including