appoint competent officers to perform duties in accordance with this Act. Such ministerial regulations shall come into force upon publication in the Government Gazette.

testimony to competent officer - - 1 1 - - - - Failure to comply with the competent officer's order - - - - - - 1 2 Failure to uphold professional standards - - - - - - - - Grand Total 43 80 29 137 111 218 32

main factor that company increased the net profit was expanded the market and increased new clients. It could let the revenue increased by 9% (6% from Asia region, 2% from Europe region and 1% from

main factor that company increased the net profit was expanded the market and increased new clients. It could let the revenue increased by 9% (6% from Asia region, 2% from Europe region and 1% from

region, lower central region and southern region. Total project value is Baht 693 million. When considering proportion of investment will have more Baht 225.34 million. Total investment value is Baht

Collective Investment Scheme for non-retail investors (NRI CIS)  ASEAN Collective Investment scheme for retail investors (retail ASEAN CIS)  Asia Region Funds Passport (ARFP)  Foreign ETF  Mutual

fund supervisors No. Nor Jor. ( Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the

fund supervisors No. Nor Jor. ( Wor) 6/ 2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the

the firm’s audit manual and audit procedures, the lack of understanding in requirement of relevant standards, the lack of competent and skillful personnel, and the inappropriateness of internal

International Forum of Independent Audit Regulators (“IFIAR”), an international multilateral organization comprising 53 independent audit regulatory agencies from around the world. Additionally, in the region we