mutual fund supervisor of that fund) such as bank or financial institution incorporated under a specific law, commercial bank, finance company, securities company (broker/dealer/TSFC) or a foreign
mutual fund supervisor of that fund) such as bank or financial institution incorporated under a specific law, commercial bank, finance company, securities company (broker/dealer/TSFC) or a foreign
management; (d) life insurance company under law on life insurance; (e) financial institution or legal entity established under specific law as specified by the SEC; or (f) limited company or public
company under law on securities and exchange ; (4) life insurance company under law on life insurance; (5) financial institution established under specific law; or (6) newly established limited company or
law on securities and exchange ; (4) life insurance company under the law on life insurance; (5) financial institution set up under specific law as specified by the SEC and published in the Government
law on securities and exchange ; (4) life insurance company under the law on life insurance; (5) financial institution set up under specific law as specified by the SEC and published in the Government
listed company offering for sales of convertible shares or covertible securities, such as convertible debentures (CD) or warrant with the offering price lower than 90 percent of the market price, to a
is compulsory and can be paid in the form of withholding tax); exemption on value-added tax (VAT)/Specific Business Tax (SBT)/stamp duty for transactions of asset transfer to infrastructure funds
is compulsory and can be paid in the form of withholding tax); exemption on value-added tax (VAT)/Specific Business Tax (SBT)/stamp duty for transactions of asset transfer to infrastructure funds
Securities or Derivatives The Notification of the Office of the Securities and Exchange Commission No. SorThor. 1/2561 Re: Rules in Details Regarding the Services with Specific Features Provided by Securities