and approved by the Minister of Finance. Fund mobilization The Ministry of Commerce was responsible for registration of prospectus for securities offering of public limited companies and acted as the
company listed on the Stock Exchange of Thailand. Samples of matters under the SEC responsibility ● Approved securities / derivatives intermediaries / persons. For example: Malfunctioning of working
embezzlement by listed company’s executive(s). ● Name of executive and related person/name of company. ● Name of the authorized person. ● Payment documents of the company. ● Bank account of the executive(s
://www.sec.or.th/EN/Pages/ABOUTUS/SEC_VUTTIKRAI.aspx English (United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g
company/ person(s) under the SEC supervision; 4. Details of the complaint ( Please identify clearly ) , i.e., objective and details of the complaint, documents and other evidence, for instance, trading
English (United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g., investment consultants 1 and listed companies 2
(United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g., investment consultants 1 and listed companies 2
://www.sec.or.th/TH/Documents/AboutUs/KeyPerformance-2566.pdf English (United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g