Daol Securities (Thailand) Public Company Limited Between October 4, 2018 and April 11, 2022 Daol Securities (Thailand) Public Company Limited, a private fund management company, failed to comply

Picnic Corporation Public Company Limited Picnic Corporation Public Company Limited (PICNI), a securities issuer which is proceeding the rehabilitation procedure under the Bankruptcy Law and is

Finnomena Mutual Fund Brokerage Securities Company Limited Between January 4, 2021 and October 31, 2022 Finnomena Mutual Fund Brokerage Securities Company Limited ("Finnomena"), a

Finnomena Mutual Fund Brokerage Securities Company Limited Between March 25, 2020 and July 13, 2022 Finnomena Mutual Fund Brokerage Securities Company Limited ("Finnomena"), a Securities

Finnomena Mutual Fund Brokerage Securities Company Limited Between March 23, 2021 and July 31, 2022 Finnomena Mutual Fund Brokerage Securities Company Limited ("Finnomena"), a Securities

Mr. Tawee Uengaksorn Mr. Tawee Uengaksorn conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Oversea bullion international trading Company

Mr. Win Udomrachtavanich Mr. Win Udomrachtavanich, a former Chairman of the Board, who is responsible for the operation of Daol Securities (Thailand) Public Company Limited ("Daol") failed

the scheme, Mr. Sun Dongvanpakdee and three other persons who entered the settlement procedure on January 22, 2014 aided or abetted the aforesaid actions by allowing others to use their trading accounts

inconsistency with normal market condition. In the scheme, Mr. Sun Dongvanpakdee and three other persons who entered the settlement procedure on January 22, 2014 aided or abetted the aforesaid actions by allowing

normal market condition. In the scheme, Mr. Sun Dongvanpakdee and three other persons who entered the settlement procedure on January 22, 2014 aided or abetted the aforesaid actions by allowing others to