Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of
' meeting Where a mutual fund management company invests in securities of a company as an asset of the mutual fund, the mutual fund management company shall comply with the rules to exercise the voting rights
' meeting Where a mutual fund management company invests in securities of a company as an asset of the mutual fund, the mutual fund management company shall comply with the rules to exercise the voting rights
to reduce fees or expenses, the company shall disclose the information to the unitholders widely through the appropriate method. At the minimum, the company shall publicize the information on its
to reduce fees or expenses, the company shall disclose the information to the unitholders widely through the appropriate method. At the minimum, the company shall publicize the information on its
consideration Public Offering Placement (at discount) means i n the case of a listed company offering for sales of convertible shares or covertible securities, such as convertible debentures (CD) or warrant
benefit the remaining unitholders, the mutual fund management company should exercise its discretion in deciding whether to dissolve the fund. The calculation method in the case of investment units
benefit the remaining unitholders, the mutual fund management company should exercise its discretion in deciding whether to dissolve the fund. The calculation method in the case of investment units
listed company must disclose information about the newly issued shares to PP before the offer to sell, with the details of at least the offering price and the method of calculating the offering price via
Placement of a Warrant (PP Warrant) Regulatory Summary Public Offering of a Warrant (PO Warrant) can be done in accordance with the following requirements: The offering company must be incorporated under Thai