cases where the SEC deems appropriate for the characteristics of the securities, the securities issuing company, the investors, and the offering for sale of securities, the SEC may grant a waiver to the
complied with Section 65 or (3) is an offer for sale of newly issued securities by a public company limited and is made entirely to its shareholders in proportion of their existing shareholding and in
securities by a public company limited and is made entirely to its shareholders in proportion of their existing shareholding and in consideration of full payment for value offered. SECTION 33/1.5 In case of an
63; (2) obtained an approval from the Office and complied with Section 65 or (3) is an offer for sale of newly issued securities by public company limited and is made entirely to its shareholders in
services only for institutional investors to trade in derivatives for their own accounts shall be a limited company or a public limited company and shall be allowed to provide services thereof only after a
competition in the capital market so that the investors will be able to access financial services with better quality of services and reasonable fees Amendments Details 1.1 Exemption of specified business
business operation or interest of members, investors or stakeholders of the Securities Exchange, the Securities Exchange shall arrange a hearing for such persons and submit a report to the SEC on such
securities for sale to investors, providing that proceeds obtained from the offer for sale of securities will be paid or given to the originator in accordance with the agreement and the repayment of debt to
businesses, for the purpose of maintaining the stability of the country’s economy, and protecting investors and the public concerned. The enactment of this Emergency Decree is consistent with the conditions