particular board structure and the term “board” as used in the Principles is meant to embrace the different national models of board structures. In the typical two-tier system, found in some countries, “board

with disclosure requirements or for securities fraud.  Company, commercial and insolvency laws and the judicial system should help creditors enforce their claims in an equitable manner, in accordance

formulating the structure and scope of responsibilities of sub-committees and steering groups, the Board employs a check and balance system and corporate governance principles to prevent conflicts of interest

framework is relatively comprehensive, ensuring that shareholder rights and good practice in terms of boards and company disclosure are in place. The SEC and Bank of Thailand (BoT) are active in enforcing

benefits of the capital market. Expectations include:  Provide opportunities for businesses to operate independently with an effective supervision system in place to ensure an orderly market;  Be

Important Tool for Risk Management ■ Development of Debt Instrument Market ■ Amendment to the Public Limited Company Act B.E. 2535 (1992) to Help with the Capital Structure of Listed Companies ■ The Use of

Objectives of the Supervision of Securities Clearing Houses and Central Securities Depositories Clause 2 A securities clearing and settlement system is a fundamental system which has connection to the

listed company directors and channels for shareholders to exercise their rights KEY ACHIEVEMENTS IN 2004 ● Prepared a director’s handbook for listed companies ● Adopted a registration system for listed

personal data submitted via a system by a company or agent assigned by you, or prepared and submitted by the company to the SEC Office: Invitation letters for seminars, circulars, announcements; The

Secretary-General ........................................................................... Corporate Review Organizational Structure