Increasing flexibility of supervision and control of securities business The SEC may exempt a securities company from undertaking or prescribe a securities company to undertake in a different manner from
of whatever name excluding bills, divided into units, each with equal value and a predetermined rate of return, issued by any company to a lender or purchaser, representing the right of the holder of
bills, divided into units, each with equal value and a predetermined rate of return, issued by any company to a lender or purchaser, representing the right of the holder of such instrument to receive
investor” means any investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mutual fund, private
the public in accordance with the provisions under Chapter 3/1: Governance of Publicly Traded Company; (3) any document or information submitted or disclosed to the SEC Office or the shareholders, as
prospectus for the offering of digital tokens or any other information to be disclosed through such service provider. “ SEC ” means the Securities and Exchange Commission under the law governing securities and
registration statement and draft prospectus for the offering of digital tokens or any other information to be disclosed through such service provider. “SEC” means the Securities and Exchange Commission under the
between the company or the subsidiary and the director or related person which does not comply with Section 89/12 or Section 89/13; (2) use of learned information other than that already disclosed to the
settlor shall be any of the following juristic persons: (1) company issuing securities under the Securities and Exchange Act; (2) originator under the Royal Enactment on Special Purpose Juristic Persons for