Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of
: Detail Content Opening Keynote Arkhom Termpittayapaisith, Minister of Finance “ EU-Asia Financial Services Dialogue " By Asia Securities Industry & Financial Markets Association (ASIFMA) and Afore
inside information related to a securities issuing company Nature of the acts Purchase or sell securities or enter into a derivatives contract related to securities, either for oneself or other persons
business opening, operation to closing through the provisions of business regulatory environment of different economies. Meanwhile, the Thai government, related government officials and SEC Thailand would
Licensees Approval Date 1 THE HONGKONG AND SHANGHAI BANGKING CORPORATION LIMITED 17 April 2002 2 BANG OF AYUDHYA PUBLIC COMPANY LIMITED 16 October 2003 3 DEUTSCHE BANK AG BANGKOK BRANCH 15 July 2004 4
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