AIA Company Limited AIA Company Limited , an intermediary provides services for selling and buying investment units through omnibus account, has to govern the service under the provisions being

K.C. Property Public Company Limited K.C. Property Public Company Limited, a listed company, failed to prepare and submit the audited financial statements for the year 2018 through the transmission

K.C. Property Public Company Limited K.C. Property Public Company Limited, a listed company, failed to prepare and submit the reviewed financial statements for Q1/2019 through the transmission system

K.C. Property Public Company Limited K.C. Property Public Company Limited, a listed company, failed to prepare and submit the reviewed financial statements for Q2/2019 through the transmission system

Hydrotek Public Company Limited Hydrotek Public Company Limited (“HYDRO”), a listed company, failed to prepare and submit the audited financial statements for the year 2019 through the transmission

Hydrotek Public Company Limited Hydrotek Public Company Limited (“HYDRO”), a listed company, failed to prepare and submit the reviewed financial statements for Q1/2020 through the transmission system

Krungthai Asset Management Public Company Limited Krungthai Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in

UOB Asset Management (Thailand) Company Limited UOB Asset Management (Thailand) Company Limited, a fund management company, disclose investment information which is failed to comply with the rules

Three Sixty Five Public Company Limited Three Sixty Five Public Company Limited (TSF), a listed company, failed to prepare and submit the financial reports to SEC Office within the period specified

LIBERATOR SECURITIES COMPANY LIMITED, Between November 18, 2022 to November 14, 2023, LIBERATOR SECURITIES COMPANY LIMITED, a company licensed Securities Brokerage, failed to comply with the rules