cases Conditions for approval A listed company is prohibited from advertising the offer to sell new shares to the public. A listed company must use proceeds from the approved offering of shares in
securities company shall allow any person to have control over its administration or management except for exercise of shareholder’s right in shareholder meeting or management under agreement approved by the
to perform. The SEC have stipulated the undertaking of the asset appraisal by an appraisal company whose name appears in the SEC Office's approved listed. Regulatory summary Related rules and
fund Regulations SHARE : Detail Content Management of Mutual Fund 4. Preparation of financial reports of mutual fund 4.1 A mutual fund management company shall prepare the financial statements of the
fund Regulations SHARE : Detail Content Management of Mutual Fund 4. Preparation of financial reports of mutual fund 4.1 A mutual fund management company shall prepare the financial statements of the
eligible collective investment schemes among APEC member economies while ensuring investor protection in the economies participating in the ARFP. The ARFP allows units of funds authorized in a participating
Information of Securities Issuer stipulate that the auditor who audits and certifies financial statements of foreign entity whose securities are publicly offered in Thailand market must be approved by the SEC
specified in the SEC’s Notification as published in the Government Gazette. Where the approved person fails to establish limited company or public limited company or the company so established does not file
specified in the SEC’s Notification as published in the Government Gazette. Where the approved person fails to establish limited company or public limited company or the company so established does not file
financial statements of the company shall be accurate and reliable, complying with the rules as specified in Section 56 of the Securities and Exchange Act and being audited or reviewed by an SEC-approved