non-listed company, transfer restrictions of warrants must be registered prior to the offer to sell Additional conditions as prescribed Related Rules and Regulations The Notification of the Capital
mutual fund management company shall transfer the units to other RMFs without charging any fees. (6) In the case that the unitholders wish to transfer to the other RMF, the transfer fees shall be waived if
mutual fund management company shall transfer the units to other RMFs without charging any fees. (6) In the case that the unitholders wish to transfer to the other RMF, the transfer fees shall be waived if
co) Regulations SHARE : Detail Content Equity Instruments Shares Private Placement (PP) of shares and warrant – in case of a listed company Criteria for approval: can be divided into four cases
may be summarized as follows: 1. Criteria for allocation of IPO shares The definition of “sponsors" – persons who have done favours which clearly benefit the company, such as customer, supplier
sell or transfer their subscription rights. TSR is an instrument issued by a listed company to existing shareholders without having to request for approval and submit filing. However, the company must
Content Management of Mutual Fund 25. Additional rules for long term funds (LTFs) (1) The mutual fund management company shall establish a system for redemption of investment units, and a system for
Content Management of Mutual Fund 25. Additional rules for long term funds (LTFs) (1) The mutual fund management company shall establish a system for redemption of investment units, and a system for
omnibus account under a foreign mutual fund management company. 1.2 Relaxation on the unitholding proportion with condition under the following cases: (1) In the case of unitholding in ETF by the
omnibus account under a foreign mutual fund management company. 1.2 Relaxation on the unitholding proportion with condition under the following cases: (1) In the case of unitholding in ETF by the