track : Observation = 10 days if the terms and conditions are in line with the sample form provided by the SEC. = 30 days if the terms and conditions are different from the sample
with international standards 2. Auditor supervision 3. Monitoring on financial report of entities in capital market The SEC requires preparation and disclosure of financial information in the
company must arrange to have a monitoring process for the allocation to comply with the decision of the board of directors. For instance, an internal auditor may be assigned to monitor the allocation, etc
the requirements [3] . Period of time required in observing + considering the application - - 15 days for the consideration. Fast track : Observation = 10 days if the terms and conditions are in line
and Audit Oversight > Monitoring on Financial Report of Business in Capital Market Regulations SHARE : Detail Content Financial reporting and audit oversight 3. Monitoring on Financial Report
- - - - Period of time required in observing + considering the application - - 15 days for the consideration. Observation and consideration period take 90 days and 30 days respectively. Application fees - - 10,000
conditions of the debt securities. Face value of bills - - - - Fast track - - - - Period of time required in observing + considering the application - - 15 days for the consideration. Observation and
have conflict of interests or there are adequate measures to manage conflict of interests Principles : Controlling persons or those who have influence on a listed company (directors, executives and
the name of instruments comply with the requirements. Face value of bills - - - Fast Track - - - Period of time required in observing + considering the application Observation and consideration period
Monitoring on Financial Report of Business in Capital Market Related Web Links SHARE : For More Information ContactUs Audit Oversight Department Tel. +66-2263-6097 / +66-2263-6096 Financial Reporting