management of private funds for a client: (1) A client of a private fund shall comprise private individuals/a group of persons with a number of not over 35 persons; (2) The private fund management company
management of private funds for a client: (1) A client of a private fund shall comprise private individuals/a group of persons with a number of not over 35 persons; (2) The private fund management company
information in order for the investors to have sufficient information in making an investment decision. Regulations on issuing equity instruments are aimed at protecting the following group of investors: New
and minor children of the securities holder; (2) Director, executive, controlling person, employee, or worker of business in the group of the securities issuing company, who holds a position or the
and minor children of the securities holder; (2) Director, executive, controlling person, employee, or worker of business in the group of the securities issuing company, who holds a position or the
listed company offering for sales of convertible shares or covertible securities, such as convertible debentures (CD) or warrant with the offering price lower than 90 percent of the market price, to a
at large in Thailand. The infrastructure entity under IFF shall not sell products/services more than one-third of its maximum capacity to an individual client, or to a group of associated persons
at large in Thailand. The infrastructure entity under IFF shall not sell products/services more than one-third of its maximum capacity to an individual client, or to a group of associated persons
not becoming an empty box (without business operations). The intermediaries are required to regularly supervise the service providers to ensure efficiency of the performance (except for group 2
interests Principles : Controlling persons or those who have influence on a listed company (directors, executives and majority shareholders) have personal interests (both directly and indirectly) that may