the rights and interests of securities holders or the decision-making on investment or the change in the securities price of the company within a specified period. SEC Act S.Section 57(6) Settlement

Mrs. Chatkaew Gajaseni During September 3, 2018 - November 29, 2018, Mrs. Chatkaew Gajaseni, a director and executive director of PTG Energy Public Company Limited (PTG) changed her holding of PTG

likely to affect the rights and interests of securities holders or the decision-making on investment or the change in the securities price of the company within the period specified by the notification of

Mr. Wichai Thavornwattanayong Mr. Wichai Thavornwattanayong, the Ex-Chairman responsible for the operation of Inter Far East Energy Corporation Company Limited (“IFEC”), was liable for IFEC’s failure

Successmore Being Public Company Limited Successmore Being Public Company Limited (“SCM”), failed to comply with the rules, conditions and procedures as specified in the notification of the Capital

the decision-making on investment or the change in the securities price of the company within specified period. SEC Act S.300 Settlement Committee Meeting No. 2/2018 Settlement Committee Order No. 10

change in the securities price of the company within a specified period. SEC Act S.300 Settlement Committee Meeting No. 4/2018 Settlement Committee Order No. 16/2018 Dated 18/04/2018

Engineering and Construction Public Company Limited (STEC) changed his holding of STEC securities but failed to prepare and disclose report on change in his holding to the SEC Office within the period

Mrs. Chantip Vanich Between December 27, 2017 and August 24, 2018, Mrs. Chantip Vanich, a director of Univanich Palm Oil Public Company Limited (UVAN) changed her holding of UVAN securities but

Mr.Pongsak Lothongkam Between December 13, 2016 and December 26, 2018, Mr.Pongsak Lothongkam , a director, chief executive director and managing director of SVI Public Company Limited (SVI) changed