Rich Asia Corporation Public Company Limited Rich Asia Corporation Public Company Limited (RICH) failed to prepare and submit a financial statement for the year 2020 and a financial statement for the

Rich Asia Corporation Public Company Limited Rich Asia Corporation Public Company Limited (RICH) failed to prepare and submit a financial statement for the year 2022 to the SEC Office within the

Asia Plus Securities Company Limited Asia Plus Securities Company Limited ("ASP"), a securities issuer, had duties to prepare and submit the key financial ratio report for the year 2020

Asia Capital Group Public Company Limited Asia Capital Group Public Company Limited (ACAP) prepared and submitted the inaccurate financial statement for the year 2019 through the transmission system

Asia Capital Group Public Company Limited Asia Capital Group Public Company Limited (“ACAP”) prepared and submitted the inaccurate financial statement for the year 2016 to the SET and the SEC Office

Asia Capital Group Public Company Limited Asia Capital Group Public Company Limited (“ACAP”) prepared and submitted the inaccurate annual registration statement for the year 2016 (“Form 56-1”), to

Asia Capital Group Public Company Limited Asia Capital Group Public Company Limited (“ACAP”) prepared and submitted the inaccurate annual report for the year 2016 (“Form 56-2”) to the SET and the SEC

Asia Wealth Securities Company Limited Is being processed. SEC Act S.98(3)  Criminal Complaint Filed with an Inquiry Official Dated 29/12/2022

Asia Wealth Securities Public Company Limited Between February 25, 2021 and May 31, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to submitting an accurate and

ASIA WEALTH SECURITIES COMPANY LIMITED This case is in the process of inquiry by the Criminal Court. SEC Act S.97 Criminal Complaint Filed with an Inquiry Official Dated 06/03/2024