-2 / 18-3 Application for Establishing Representative Office Abroad Securities Company / Derivatives Intermediary Name of Company

/ 18-2 Application for Establishment of Branch Office or Conversion of Online Branch Office to Full Branch Office Securities company / derivatives intermediary Name of Company

(ระบุชื่อบริษัท Outsource) ( 1) บริษัทในเครือที่เป็นบริษัทจดทะเบียนในตลาดหลักทรัพย์ฯ ( listed company )* ( 2) บริษัทที่ได้รับใบอนุญาตประกอบธุรกิจหรือขึ้นทะเบียนกับ ก.ล.ต. (ตัวกลาง) ( 3) บริษัททั่วไป (non

comprising of, at least, the following particulars: (1) organisational structure of the company; (2) availability of competent personnel; (3) fund management operation system; (4) internal control system

company” means any company licensed to undertake securities business; (2) “Executive” means director, manager or person with power of management; (3) “Person with power of management” means executive

Shareholders’ Meeting by the Management Company and Information Disclosure _____________ By virtue of Section 123 of the Securities and Exchange Act B.E. 2535 (1992) and Clause 2(1), Clause 8, Clause 10, Clause

or Holding of Securities or Other Assets for Management Company (No.2) dated 11 October 2000; (5) Notification of the Office of the Securities and Exchange Commission No. SorNor. 32/2544 Re: Acts that

Commission governing the maintenance of financial status of a licensed securities company; (2) shareholders’ equity as shown in the latest financial statement that has been audited by an auditor approved by

maturity date, only in the portion of liabilities not exceeding the value of collateral placed by the securities company ; (2) contingent liabilities which are secured and are under the agreement clearly

details for implementation by the personnel or person assigned to operate the securities company; (2) Information, including the roles and responsibilities, of the personnel in charge of operations in the