in various activity zones. To begin with, investment product zone introduces the capital market products including equities, debt securities, mutual funds, LTF/RMF, real estate investment trust (REIT
-being," aiming to boost sustainable investment products knowledge of the public, investors, SMEs, and startups operators. The booth was divided into two zones: (1) “Sustainable Investment” zone to provide
Bangkok, 8 December 2023 – The Securities and Exchange Commission (SEC) has announced the appointment of the Deputy Secretary-General in charge of Corporate Communication Division to serve as the SEC
Securities Plc., for trading securities on behalf of clients.From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC probed into {A}'s case and found certain communication record
ทรัพย์อ้างอิงอยู่ใน time zone ทั้งในภูมิภาคเอเชียและอเมริกา รวมทั้งยังรองรับการส่งคำสั่งซื้อขายที่ไม่ต้องเป็นจำนวนเต็มของหน่วย DR หรือเป็นจำนวนเงินได้ ซึ่งจะช่วยอำนวยความสะดวกให้ผู้ลงทุนทั่วไปสามารถกระจาย
counterpart (cross-border product).” The SET has developed a new trading platform to support DR trading with the underlying in the Asia and Americas time zone. The platform can also support the sending of
and details in this case. It is available on the SEC website at the link: www.sec.or.th/zipmexform. Earlier, the SEC instructed Zipmex to arrange a communication service system for its clients and to
, and provide a client communication service system and complaint handling services sufficiently and efficiently. ______________________
zone has been also set up to provide a consulting service regarding fund-raising. The staff would help give advice regarding the process and access to the capital market for SMEs and start-up companies
groups more efficiently, and procedures for clearer communication between selling agents and investors. The relevant regulations cover four key areas, namely: (1) the organizational structure, the roles