Early this year, SEC held public hearings to obtain views on establishing rules that require companies issuing IPOs to disclose information related with the offering for sale of their securities
Dept. 28 staff Finance and Administration Dept. 38 staff Strategy and International Affairs Dept. 9 staff Research and Development Dept. 13 staff Information and Communication Technology Dept. 35 staff
support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create opportunities for established and potential business operators to
, administrative orders, and administrative sanctions; 3. Information Technology Audit and Cyber Risk Supervision and inspection of information technology risk of business operators ✓ ✓ ✓ ✓ ✓ ✓ 1. Disclosure of
update information systems, encourage innovation and promote the use of technology throughout the organization to effectively support and safeguard the continuity of the SEC’s operations. 6. Accountability
Bangkok, 20 October 2017 ? The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create
Commission, Thailand As of December 31, 2004 Information Technology Department Mr. Kumpol Sontanarat Director Internal Audit Department Mr. Kajornsak Outthasin Director Investment Adviser Supervision
shareholder meeting in key company decisions. The chapter also deals with disclosure of control structures, such as different voting rights. New issues in this chapter include the use of information technology
Audit Department Mrs. Duangjai Dhanasthitya Director Human Resources Department Mr. Kumpol Sontanarat Director Information Technology Department Mrs. Hansa Sri-ityawit Director Finance and Administration
Corporate Finance Dept. 37 staff Accounting Supervision Dept. 24 staff Corporate Governance Dept. 15 staff Enforcement Dept. 45 staff Legal Dept. 30 staff Information Technology Dept. 29 staff Human Resources