Mrs. Pantipa Thirakanokvilai On January 30, 2013 and February 4, 2013, Mrs. Pantipa Thirakanokvilai, the financial controller of IT City Public Company Limited (IT) sold 374,440 shares of IT through
procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective communication guideline with the investors and internal management in the
Limited ("TMBAM eastspring") failed to order or act duty resulting in TMBAM eastspring failed to put in place sufficient and effective communication guideline and internal management in the period
Lease IT Public Company Limited Lease IT Public Company Limited (“LIT”), a securities issuer, failed to prepare and submit the key financial ratio report for the year 2021 through the transmission
Jitta Wealth Asset Mannagement C Between March 1, 2023 and May 11, 2023, Jitta Wealth Asset Mannagement Co.,Ltd, a fund management company, it has assigned person who are not person in the capital
Mrs. Chonticha Supaluxmetha Mrs. Chonticha Supaluxmetha, Managing Director who is responsible for the Lease IT Public Company Limited (“LIT”), shall be liable for LIT’s failure to prepare and submit
Derivatives Act B.E.2546 (2003). In addition, WSD Financial (NZ) Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact it had been registered with the SEC as derivatives dealer
website: www.ppi-advisory.com to lure investing public that it had very knowledgeable and experienced adviser team to provide appropriate investment advice and management for the clients. The aforesaid
with the rules, conditions, and procedures specified in the notifications of the Capital Market Advisory Board by by failing to demonstrate that the investment decisions it made have been prudently
warning, but such warning was not appropriate to the media type i.e. video clip and the location where it was run. DAB Act S.30 Settlement Committee Meeting No. 12/2022 Settlement Committee Order No. 21