all services performed for clients, including services performed by entities closely aligned through common employment and other means, and evaluating whether any of those services might impair
indirect individual account of an omnibus account to the extent that the client knows or should have known as a result of holding such omnibus account. (2) the client gives consent to the intermediary for
rights. 5.2 In the case where the Company or a subsidiary operates a property development business, disclose the appraised price of the land or building for sale (excluding common property of the project
ผลที่เกิดขึ้นจากความเสียหาย ดังต่อไปนี้ 1) direct loss – ความเสียหายซึ่งเป็นผลมาจากเหตุการณ์ความเสียหายโดยตรง 2) indirect loss – ค่าใช้จ่ายที่เกิดขึ้นตามมาหลังจากเหตุการณ์ความเสียหาย เช่น ค่าใช้จ่ายใน
of the mutual fund or units of collective investment scheme with either direct or indirect investment in shares, upon disclosure of the value of such investment units or units, the value of such assets
indirect individual account of an omnibus account to the extent that the client knows or should have known as a result of holding such omnibus account. (2) the client gives consent to the intermediary for
conduct securities investment analysis; (9) “ investment advice ” means advice, whether direct or indirect, on the value of a securities or the suitability of a securities investment, or on the buying or
, Measures, Management Arrangement on Information Security __________________ Clause 7 In this Chapter: “ teleworking ” means the operation which accesses the critical information system with indirect
analyze securities investment; “investment advice” means any direct or indirect advice made related to the value of securities or appropriate of investment in such securities or any other securities
Club training courses); (3) Specify direct and indirect shareholding by including shares held by spouse and children