ซื้อขายล่วงหน้า ตามที่กำหนดไว้ในข้อ 34(4) ประกอบกับข้อ 35(1) ของประกาศฉบับเดียวกัน หมายความถึงกรณีดังต่อไปนี้ - 2 - (1) กรณีดัชนีคำนวณจาก ราคา ของสินค้าโภคภัณฑ์หลาย ๆ ชนิด (Index on Commodities) (2) กรณี
the Law on Securities and Exchange. “ goods ” means securities , gold , crude oil and other goods as prescribed under the Notification of the Securities and Exchange Commission Re: Determining
fund of which the returns calculation is made in a complicated way (complex return fund); (d) investment units of a mutual fund of which the fund's net exposure in commodities is made through its
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 3. In this Act: “goods” means securities, gold, crude oil, or any other property as specified in the notification of the SEC with the
is obliged to deliver the goods in the amount specified in the contract to the other party at a given time in the future, and the other party, in turn, is obliged to make payment for such goods at a
return fund); (4) investment units of a mutual fund whose net exposure in commodities is made through its investment in commodity -linked derivatives or instruments ; (5) investment units of a
the underlying goods of derivatives (if any) before sending trading orders; (2) having a system for repaying obligations under derivatives and delivering the underlying goods of derivatives (if any) by
facts which should be revealed in order to deceive or materially mislead clients pertaining to derivatives, goods or variables. Clause 9 2 In engaging in derivatives with clients, the derivatives dealer
December 2015. Clause 2 In this Notification: “ agricultural derivatives business license ” means the license for undertaking derivatives business related to agricultural goods or variables related to
, interest rate, financial index, securities index as goods or variable, or any other assets or variables as specified in the Notification of the Office; “financial institution” means any financial institution