, led to an overhaul in international auditor supervision. The SEC has witnessed a shift from a system of Self-Regulatory Organization (“SRO”) under a professional body to a more stringent regulatory
22,148,612.01 1,949,899.88 1 2 Offences/Year 2023 Signed a Letter of Consent Filing a lawsuit to the Civil Court Director of Company Unfair Securities/Digital Assets Trading Activities *This offense was committed
forthcoming liberalization within five years. Message from the Secretary-General 4 not only empowered businesses but also furthered the moves toward the SEC's much anticipated self- regulation. On social
to ensure a healthy environment for new product launch without unnecessary regulatory blockage, (2) promoting the roles of the Thai Bond Market Association (ThaiBMA) as a primary self-regulatory
committed to the stability, safety and consider to all interested persons. Sincerely Yours, Mr.Thakoon Boonparn Managing Director
, forums, events and other jobs. The company will continue making a profit and a better direction in the future. Please note that Matichon Public Co., Ltd has always been committed to the stability, safety
Criminal Fine File Criminal Complaint *Some offenders may committed more than one offense. Page 1 of 6 Statistics of Criminal Actions (As of 31 May 2023) Fraud Fail to exercise duty of care Disclosure of
1 (“Committee 1”) in Washington, D.C., Paris and Mauritius, respectively. Committee 1 is committed to promoting high quality professional standards, including rigorous application and enforcement
Criminal Fining Committee (“CFC”) on who committed the following offenses in accordance with: Section 317 of SEA Section 155 of DA Section 94 of TCMA Section 42 of PVDA Section 43 of SPVA
E H O L D E R E N G A G E M E N T COMMITMENT GOAL SD POLICY SD FRAMEWORK Governance Being an accountable bank to create sustainable profitability We are committed to strong ESG principles to be a