comprises regulators from leading emerging markets, who are committed to strengthening the resilience of emerging markets and raising the voices of emerging regulators in the global regulatory landscape. The
SHARE : Detail Content In the current context, the Thai capital market confronts volatility due to internal and external factors. The Securities and Exchange Commission (“SEC") is committed to bolstering
Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full
case of a complaint related to services of a securities or asset management company under the SEC supervision, first of all, the complainant should contact the compliance unit of the company directly
should contact the compliance unit of the company directly https://www.sec.or.th/EN/Pages/AboutUs/SECComplaint.aspx
/ investment analysts / unit sellers to give information or advice on the invested products or services, which may cause damage to the investment Solicitation or fraud by unlicensed or unapproved entities, for
16 ตุลาคม 2560 20 Central Bank of Myanmar (CBM) Myanmar 13 พฤษภาคม 2556 21 Capital Market Authority - Sul tanate of Oman (CMA) Oman 8 พฤษภาคม 2561 22. Monetary Authority of Singapore (MAS) Singapore 15