investment are managed by such securities companies, mutatis mutandis. SECTION 244/3 No person shall take any of the following actions: (1) placing a trading order or trading securities in such a way that
debentures issued, interest rate as well as repayment period; (6) method, time and place for the payment of interest and redemption; (7) rights of the debenture holder in case the company incurred a debt
) method, time and place for the payment of interest and redemption; (7) rights of the debenture holder in case the company incurred a debt before issuing the debenture; (8) procedures for the conversion of
” means any center or network through which derivatives trading is provided in the ordinary course of business, whether by way of matching orders or arranging for counter parties, or by way of providing a
consideration and adjudication of appeals under the first paragraph shall be made in accordance with the rules as specified in the notification of the SEC. The appeal under the first paragraph shall in no way
as specified in the notification of the SEC. The appeal under the first paragraph shall in no way suspend the execution of the administrative sanctions ordered by the SEC Office or the administrative
paragraph shall in no way suspend the execution of the administrative sanctions ordered by the SEC Office or the administrative panel. UNOFFICIAL 18 The contest against the administrative sanction order or
Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51.doc (Unofficial Translation)* Securities and Exchange Act (No. 4) B.E. 2551 _________________ BHU BHUMIBOL ADULYADEJ, REX., Given on the day of 23rd February B.E. 2551 Being the 63rd Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to amend the law on securities and exchange; Whereas this Act contains certain provision relating to the restriction of rights and liberties of persons wh...