collected from a mutual fund must specified in the schemes and the prospectus of the mutual fund.  Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of

collected from a mutual fund must specified in the schemes and the prospectus of the mutual fund.  Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of

prohibited.) The classification of the investment units shall be based on the following features​:​ ​ ​​ Classification Features ​​ Examples ​ ​ Class A ​ Class B ​ ​ ( 1 ) F ees or expenses collected from the

prohibited.) The classification of the investment units shall be based on the following features​:​ ​ ​​ Classification Features ​​ Examples ​ ​ Class A ​ Class B ​ ​ ( 1 ) F ees or expenses collected from the

(public hearings / focus group) 3. นำหลักการเสนอคณะกรรมการ ก.ล.ต. / ก.ต.ท. (กรณี ประกาศสำนักงาน จะไม่มีขั้นตอนนี้) 4. จัดทำร่างประกาศ 5. เปิดรับฟังความคิดเห็นร่างประกาศ (public hearings / focus group) 7

with the offering price lower than 90 percent of the market price, to a specific investor or group of investors whether in private or public. Calculations of the offering price Shares

Unfair Securities Trading Practices Prevention of Unfair Securities Trading Practices SHARE : Detail Content ​​​​Group 1: Information disclosure that may cause damage to investors and capital market 1.1

Unfair Securities Trading Practices Prevention of Unfair Securities Trading Practices SHARE : Detail Content ​​​​Group 1: Information disclosure that may cause damage to investors and capital market 1.1

pros and cons and the costs of compliance ​4. ​Seek approval for the measure from SEC Board/CMSB/SEC Office ​5. ​Conduct public consultation on the measure: focus group meetings/public hearings ​ ​This

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