information to the investors, representing the financial position and operating performance of the entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the
) assumes crucial roles starting from establishing a trust, to filing an application with the SEC for approval of an offer for sale of units of the trust, and to managing the trust. Regulatory Summary
Professionals > Financial Advisor Regulations SHARE : Detail Content Financial Advisors A Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the
collected from a mutual fund must specified in the schemes and the prospectus of the mutual fund. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of
prohibited.) The classification of the investment units shall be based on the following features: Classification Features Examples Class A Class B ( 1 ) F ees or expenses collected from the