Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of
Bank’s officers to be able to collect information for the assessment. Thailand first joined the program in 2005. Assessment criteria The World Bank has assessed corporate governance policy framework of
Bank’s officers to be able to collect information for the assessment. Thailand first joined the program in 2005. Assessment criteria The World Bank has assessed corporate governance policy framework of
collect from the mutual fund: (1.1) A maximum amount must be specified. (1.2) Collection of expenses for a sales promotion on the mutual fund is prohibited. (2) Collection of management fees shall comply
collect from the mutual fund: (1.1) A maximum amount must be specified. (1.2) Collection of expenses for a sales promotion on the mutual fund is prohibited. (2) Collection of management fees shall comply
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