About Us SHARE : Detail Content International Relations The SEC has worked closely and continued to strengthen its cooperation with foreign securities regulators and relevant agencies to ensure
used in legal proceeding in case of violation. Whistleblower protection ● Any employee or worker who provides information or cooperation by giving a tip, testifying or submitting useful documents for
activities, yet the scope of SEC authority not covering risks and guarantees for losses from investment, nor compensations for damages incurred to investors in all cases. Other regulated regulators in the
) Fully Implemented, (2) Broadly Implemented, (3) Partly Implemented, and (4) Not Implemented. Most jurisdictions accept assessment grade of Broadly Implemented or above. FSAP Results The SEC has been
, the SEC issued a circular letter to all financial advisors and listed companies seeking their cooperation on encouraging IPO companies and listed company to comprehensively apply the CG code on the
: Chairman is SEC Secretary-General; Board members , i.e.: 1. SEC Deputy Secretary-General assigned by SEC Secretary-General 2. Director-General of the Fiscal Policy Office Expert Board members not
เศรษฐกิจและการพัฒนา (Organization for Economic Cooperation and Development) หรือที่เรียกว่า OECD Principles ซึ่งประกอบด้วย 6 หมวด ได้แก่ การบังคับใช้กฎหมายและกรอบการดำเนินการด้านบรรษัทภิบาล สิทธิของผู้ถือ