will yield good returns and will effectively reinforce the SEC's financial stability Announcement of signatory Investment Governance Code (I Code)(Thai Version Only) Our Roles How We Regulate SEC
คู่มือหลักการกำกับดูแลกิจการที่ดี (Governance Framework) แนวทางธรรมาภิบาลของ ก.ล.ต. (Code of Governance) ส านักงานคณะกรรมการก ากับหลกัทรัพย์และตลาดหลกัทรัพย์ (ฉบบัปรับปรุง คร้ังท่ี 4 พ.ศ. 2562) 1 บทน
development SEC Roles Related organizations Related persons Sustainable development roadmap Rules/Regulations SEC Securities and Exchange Act B.E. 2535 (1992) Related notifications I Code Investment Governance
trading The Ministry of Finance had the power to regulate securities trading on the Stock Exchange of Thailand (SET) by issuing regulations or approving those drafted by the SET Board of Governors
● Information of listed company (e.g., news, financial statements, list of shareholders) The Stock Exchange of Thailand (SET) Telephone: +66-2009-9999 Website: www.set.or.th ● Issuance of new share certificate
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supervising securities businesses; 3. The SEC Office implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the Audit Committee
income, subsidies from the Stock Exchange of Thailand, investment revenue and others. All criminal fines from offence cases under the law enforcement are to submit to the Ministry of Finance as revenue to