notification of the SEC. “trade in derivatives” means to enter into a derivatives contract. “derivatives position” means an obligation or right of a person arising from derivatives trading. “close out a
notification of the SEC. “trade in derivatives” means to enter into a derivatives contract. “derivatives position” means an obligation or right of a person arising from derivatives trading. “close out a
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(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
and second paragraphs from the trust in an amount as ordered by the court. SECTION 45 Any person, acquired property from a trust or assisted in transferring of the trust property if knew or should have
the court. SECTION 45 Any person, acquired property from a trust or assisted in transferring of the trust property if knew or should have known that a trustee had transferred property in contravention
assisted in transferring of the trust property if knew or should have known that a trustee had transferred property in contravention to the trust instrument or this Act and such transferring has caused
as collateral for securities trading of any person; (6) allowing any person to receive benefits or oversee payments related to or because of one’s own securities trading; or (7) transferring or
ทำสัญญาขึ้นใหม่ที่มีผล ในทางตรงกันข้าม (close-out) กับสัญญาเดิม เป็นต้น 2.2 การประกอบธุรกิจของผู้ประกอบสัญญาซื้อขายล่วงหน้า (“ผู้ประกอบธุรกิจสัญญาฯ”) ได้แก่ การให้บริการ ดังต่อไปนี้ (มาตรา 3) (1) การ