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where a client wishes to trade derivatives which have specific risks different from those disclosed in the risk disclosure statement under Clause 14 and the intermediary has never disclosed such specific
Investor. 3 The Law on Derivatives means the Derivatives Act B.E. 2546 (2003). 9 Clause 15 In cases where a client wishes to trade derivatives which have specific risks different from those disclosed in the
these key economies cast negative outlook on world trade and affected export-reliant countries materially. However, despite the global chain reaction and the downsized export sector, the Thai economy grew
company; (4) “client” means a counterparty who is not a securities company, the Bank of Thailand, or a person licensed to undertake securities business in the category of securities dealing under foreign
intermediary shall comply with. In this regard, the intermediary shall provide services by taking into 2 account the best interests of a client, protection of client’s interests, and preventing the causes of
of the client clearly specifies the condition of trading otherwise. The securities company shall give priority to the benefit of the client over the benefit of itself, in particular, it shall trade in
itself, in particular, it shall trade in securities for the client prior to trading for itself, unless the order of the client clearly specifies the condition of trading otherwise. Clause 21. A securities