RI Client Solutions Book PUBLIC PUBLIC PUBLIC PUBLIC PUBLIC PUBLIC Environment Society Company PUBLIC o o o PUBLIC o o o o ° PUBLIC o o o
debt instruments. “institutional client” means the following persons who undertakes transactions with a securities company in securities brokerage or securities dealing: (1) commercial banks; (2
complaint has not yet been finished within such period, the securities company shall retain such record until all the procedures are completed. In the case where the advise, trading instruction or negotiation
finished within such period, the securities company shall maintain records of such action until all complaint handling procedures are completed. In cases where giving of advice, accepting of trading orders
service personnel by a major client, due to COVID 19, and is expected to recover in the near future. This client has recently listed our company in their formal vendor registry, plus we have added new major
started and would be completed in the similar time periods. This caused work overload and shortage of skilled workers Q4/2018 and into Q1/2019, resulting on cost overrun. And another reason is a one-time
company; (4) “client” means a counterparty who is not a securities company, the Bank of Thailand, or a person licensed to undertake securities business in the category of securities dealing under foreign
transaction completed, the Company will hold the GS both directly and indirectly total 46.00 percent of total paid-up capital of GS. The company foresees that the investment in HECH and GS will be used to
positions held by a client; (b) profit or any other interests resulted from derivatives transaction of a client; (c) warehouse receipt, bill of lading, or any other instruments which represent entitlement in