grounding in basics of an audit • Experience and expertise within the firms: Reliance on experts retained by auditors • Financial services economy has been doing well in some countries, creating challenges

strategy that is based on three major pillars: topline growth, operational excellence, organization development. The “fixing the basics” program is nearly complete, resulting in upgrades of technical assets

emergency incidents which may cause major operational disruptions Examples of emergency incidents are classified into a group for clearness and being a guideline for intermediaries for analysing possible

/&# * #%% / * #% * &#, &' B $ % -M& F. '%'$*-#H"( A( TCR 16 !:!!; Armes, S. (2005). Depostiory Receipts, Review of Markets@05, 84-86. Retrieved November, 2007, from http://www.bseindia.com Bank of New York. DR Basics and

/ publications/ files/NOCLAR-QAs-PAPPs-Updated-for-Revised-and-Restructured-Code-Final.pdf - 12 - International Federations of Accountants (IFAC). (2020-2022). Anti-Money Laundering: The Basics, https

..................................................................................................................................... 13 Shareholder Proposals: The Basics .................................................................................................................. 15 Shareholder Resolutions and Constructive

this regard, for the purpose of complying with such rules, the SEC Office is empowered as follows: (a) to issue detailed rules for the purpose of sufficient clearness in order that any approved person

SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...