offering, the mutual fund management company may offer for sale of the investment units in an amount exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in
offering, the mutual fund management company may offer for sale of the investment units in an amount exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in
Board/CMSB/SEC Office before drafting the notification * 8. Draft the notification: Draft notifications shall be authorized by law; the contents shall be clear, practical and consistent with final
of holding more than one-third of total outstanding units over one year) 4. Procedures for holding investment units over One-Third Limit 1. Limitations on unitholding over one-third of the total
of holding more than one-third of total outstanding units over one year) 4. Procedures for holding investment units over One-Third Limit 1. Limitations on unitholding over one-third of the total
used to the benefit of the executives. The program must be administered by an intermediary, such as a securities company, to make it clear that an outside person who does not have access to internal
substantive matters. 1.3 Having obtained a clear resolution on approval for the capital increase and such resolution has been obtained for less than one year until the date of application. 1.4 In case of a
the mutual fund, the mutual fund management company shall comply with the rules to exercise the voting rights in the name of mutual fund as follows: 1. Provide clear guidelines for exercising of voting
the mutual fund, the mutual fund management company shall comply with the rules to exercise the voting rights in the name of mutual fund as follows: 1. Provide clear guidelines for exercising of voting
affected by dilution – the company must disclose clear and sufficient information in the notice calling shareholders' meeting and the shareholders are granted the right to vote or to veto. Securities holders