Microsoft Word - hearing group limit _2_.docx เอกสารรับฟงความคิดเห็น เร่ือง การกําหนดเรื่อง sector fund และ group limit สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลักทรัพย (http://www.sec.or.th
and international demand, which affected from the impact of coronavirus (COVID-19) pandemic. The measures of the government sector to control the spread of the virus, therefore the limit of inbound and
างประเทศ ที่ไดรับ rating (ขอ 53) 2 อันดับแรก (Issue size limit 20% ของแตละ issue สําหรับ กองทุนเปด ยกเวนกองทุนเปด auto redemption ) No company limit (2) ตราสารภาครัฐตางประเทศที่ไดรับ rating
, and sees an urgency in providing regulatory clarification on ICO to both fundraisers and investors. For Securities All types of ICOs ICOs that fall under the SEC’s purview. 3 fundraisers, a clear policy
be a job description explaining duties and responsibilities of each unit and position. 3. There should be a clear segregation between the unit with investment management function and the unit with back
had a decrease in financial cost for the ordinary business units Baht (2.99) million or (13%) when compared to those in 2 0 1 7 . It was mainly since the company use the money from IPO paid to clear
considering income and ability to repay. After adjusting, there was an increase of quality customers as well as the average credit limit per person raised since the first quarter of 2018. 1Q/2018 2Q/2018 3Q
intended to limit the spread of COVID-19. The health and safety of our staff and customers remains our top priority. Our teams constantly evaluate the situation and use appropriate protocols to serve
50.50 101.00 202 404 2.00 5.00 10.00 25.00 50.00 100.00 200 400 1.99 4.98 9.95 24.90 49.75 99.50 199 398 1.98 4.96 9.90 24.80 49.50 99.00 198 396 Motivation • It is clear that trading activities are
, and our commitment to implementation consistent with our role and fiduciary responsibilities: Principle 1: Adopt a clear written Investment Governance Policy. Principle 2: Properly prevent and manage