Investor Return – Mind the Gap ©2015 Morningstar, Inc. All rights reserved. Kittikun Tanaratpattanakit Investor Return – Mind the Gap Agenda 2 gBackground g The Real Test is Whether Investors Succeed
authorities.Today’s rules implement this provision. https://www.sec.gov/news/speech/2011/spch062211mls-items-1-2.htm#P6_120 EXAMPLE FROM TEXAS • Texas Securities Commissioner: “It became very clear that a huge investor
เปิดเผยข้อมูล fair/ clear / not mislead Investor (สมาชิก) Retail VS Non-Retail Issuer 30/37 ประเภทหลักทรัพย์ : หุ้น / หุ้นกู้ plain มีประกัน/ไม่มีประกัน คุณสมบัติ Issuer : 1. บริษัทจ ากัด หรือ บมจ. (non
1: Institutional Investors Should Adopt a Clear Written Investment Governance Policy. Principle 1.1 An Institutional Investor should adopt a clear and written Investment Governance Policy (also
ICGN Guidance on Institutional Investor Responsibilities Published by the International Corporate Governance Network 16 Park Crescent London W1B 1AH UK © International Corporate Governance Network
สร้างคุณค่าให้แก่กิจการอย่างยั่งยืน (Establish Clear Leadership Role and Responsibilities of the Board) หลักปฏบิตั ิ2 กาหนดวัตถุประสงค์และเป้าหมายหลักของกิจการที่เป็นไปเพื่อความยั่งยืน (Define Objectives
approaches are helpful to engagement – this include supporting shareholder proposals on climate change and investors to have clear climate voting guidelines A guide to shareholder climate resolutions
: Investor working group on sustainable palm oil Slide 14: Best Practices in Voting Slide 15: The value of voting on shareholder resolutions Slide 16: Voting principles Slide 17: Applying voting principles
section 258 of the investor) as specified in the Securities and Exchange Act. B.E.2535 (as amended) (if any)) still being the major shareholder (the major shareholder means shareholding percentage exceed 10
about communication, it can take a variety of forms. The approach taken by an investor will be influenced by the way they invest, by their investment time frame, by their philosophy around shareholder