characteristics; (3) having any improper behavior which, if considered on a reasonable ground, materially affected clients, investors, company or shareholders, or money market or capital market as a whole, in a
company in capital market under this Chapter only if it complies with the following rules: (1) having paid-up capital of not less than 2 million Baht; (2) having clear, thorough and sufficient criteria and
proceedings involving several injured persons who are affected by the same facts and legal principle or the same ground of damage. The plaintiff who is the representative of the injured class will file a
Notification to an offer for sale of securities under Part 2 or Chapter 2 of Part 3: (1) there is a clear fact to consider that such rules or conditions to be waived are immaterial to the consideration of
debt securities that has been approved: (1) there is a clear fact leading to the consideration that the rules or conditions to be exempted are insignificant to the consideration for approval in the case
estimated, and not guaranteed, for the ………… period ending as of …………….”; (2) specify clear and easy-to-understand information related to a sensitivity analysis that has been audited by an auditor or a
structured notes that has already been approved: (1) there is a clear fact leading to the consideration that the rules or conditions to be exempted are insignificant to the case and the costs outweigh the
already been approved: 8 (1) there is a clear fact leading to the consideration that the rules or conditions to be exempted are insignificant to the case and the costs outweigh the benefits derived from
approved: (1) there is a clear fact leading to the consideration that the rules or conditions to be exempted are insignificant to the case and the costs outweigh the benefits derived from compliance with
, and our commitment to implementation consistent with our role and fiduciary responsibilities: Principle 1: Adopt a clear written Investment Governance Policy. Principle 2: Properly prevent and manage