Derivatives Broker Registered Derivatives Broker Securities Dealer Securities Companies and Other Financial Institutions Staff or Agent (individual) Acting as Investor Contact of the Company
name of the investment consultant. ● Name of Securities/derivatives intermediary or the employer of the unit seller such as commercial bank. ● Details of the behavior causing the complaint
Attorney form in case of authorizing another person to file complaint; 3. Details of the person against whom the complaint is filed, i.e., full name, mailing address, phone number of intermediary / listed
must be clearly specified in order to avoid any doubt whether internal information is used to the benefit of the executives. The program must be administered by an intermediary, such as a securities
you are a client of a securities or derivatives intermediary who, as a disputant, agrees to be bound by the arbitrator’s decision, a dispute may be settled through arbitration. 2 Listed company means a
services as a broker or an agent for any person with respect to the trading or exchange of digital assets in the normal course of business, in consideration of a fee or other remuneration, excluding the
broker or an agent to effectuate trading in debt securities between dealers in normal course of business, the service of which is carried out by collecting information on offer for sale or purchase of such
Summary of the Emergency Decree on Digital Asset Businesses B.E. 2561 Initial Coin Offering Digital Asset Operator Exchange, Broker, Dealer ICO Portal List of licensed / approval digital asset business
broker agent) ของผู้ประกอบธุรกิจสินทรัพย์ดิจิทัล รายละเอียดการจัดทำและส่งรายงานข้อมูลการซื้อขายการแลกเปลี่ยน และการลงทุนในสินทรัพย์ดิจิทัลของลูกค้า คลิปแนะนำการเขียนเอกสารอธิบายระบบงานประกอบคำขอรับใบ