information will make the purchase order. EJIP accounts must be separated from personal accounts for clarity and accountability. The program must be approved by the board of directors. The SEC approves
Content Management of Mutual Fund 5. Prescription of additional rules The SEC is empowered to prescribe additional provisions, conditions, and procedures to protect the investors or to ensure the clarity
Content Management of Mutual Fund 5. Prescription of additional rules The SEC is empowered to prescribe additional provisions, conditions, and procedures to protect the investors or to ensure the clarity
under its responsibility Ensure that units offered for sale exclusively for high net worth investors are not allocated to retail investors Oversee to ensure that the trust is not becoming a private trust
an independent director) Trustee's duties A trustee shall have a trustee license and is independent from a trust manager. A trustee's main duties are to: oversee that the trust instrument is
an independent director) Trustee's duties A trustee shall have a trustee license and is independent from a trust manager. A trustee's main duties are to: oversee that the trust instrument is
other assets as collateral for securities trading of any person; 6. Allowing any person to receive benefits or oversee payment related to or because of one's own securities trading; or 7. Transferring or
other assets as collateral for securities trading of any person; 6. Allowing any person to receive benefits or oversee payment related to or because of one's own securities trading; or 7. Transferring or
trustee is entrusted with powers to oversee and administer assets of the trust in interests of the unitholders, who are the beneficiaries of the trust. A REIT is regulated under 2 major laws: 1. The Trust