the person who will become the mutual fund supervisor; (2) relationship between the mutual fund supervisor and the securities company; (3) arrangement of organizational structure and internal controls
Intermediary _____________________________ By virtue of Clause 5(1) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement
5(1) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of
: __________________________________ __________________________________________ (full name) __________________________________________ (company) Name of foreign collective investment scheme (CIS): Type of arrangement: ASEAN
concerning the provision of this notification to ensure the clarity of practices and to facilitate the inspection process of the Office. Clause 21. In case where it appears to the Office that the securities
this notification to ensure the clarity of practices and to facilitate the inspection process of the Office. Clause 21. In case where it appears to the Office that the securities company violates or
Thailand’s fresh commitment to reduce its 2030 emissions by 40 percent, from the 30 percent target pledged at COP26, is a critical step and why guidelines like the Thailand Green Taxonomy that provide clarity
and fund voting Supervision of the Securities Exchange Enhancing competitiveness of the capital market Establishment of the Capital Market Development Fund (CMDF) Effectiveness, clarity and transparency
construction under a concession arrangement - 131.3 (131.3) N.A. (