to securities laws prior to court filings to strengthen legal enforcement and revise provisions on composition of offences related to unfair activities in securities trading to ensure clarity and
and fund voting Supervision of the Securities Exchange Enhancing competitiveness of the capital market Establishment of the Capital Market Development Fund (CMDF) Effectiveness, clarity and transparency
contact” means a person who performs duties in contacting, soliciting, giving advice or planning with respect to trading or investment in derivatives for investors. There are two categories of investor
contact” means a person who performs duties in contacting, soliciting, giving advice or planning with respect to trading or investment in derivatives for investors. There are two categories of investor
units and personnel responsible for communicating, soliciting or giving securities investment advice to clients from the work units and personnel responsible for making decisions on securities trading for
on securities investment to clients from those responsible for making decisions on securities trading for the securities company. 4 Clause 10 A securities company shall separate work units and
on securities investment to clients from those responsible for making decisions on securities trading for the securities company. 4 Clause 10 A securities company shall separate work units and
Thailand’s fresh commitment to reduce its 2030 emissions by 40 percent, from the 30 percent target pledged at COP26, is a critical step and why guidelines like the Thailand Green Taxonomy that provide clarity
unauthorized persons from accessing or amending the information relating to its securities business operation. Clause 9.1011 A securities company shall retain evidence regarding securities trading and maintain
securities company, Bank of Thailand or licensed to undertake securities business in the category of securities trading under the foreign law; “Institutional client” means the following customers: (1