of structured notes in private placement under Clause 25(2) shall possess none of the following characteristics, except for the circumstance under Clause 29: (1) within a period of five years prior to
Estate Investment Trust. Clause 2 REIT shall report to the SEC Office immediately when one of the following circumstances occurs: (1) any circumstance that may affect REIT to be dissolved; (2) any
(UNOFFICIAL TRANSLATION) Factsheet Form: Structured Notes and Explanation Factsheet Information as of [day/month/year] 1 * II means institutional investors. HNW means high net worth investors. 1
“structured note” shall have the same meanings as defined in the Notification on Investment of Funds; “Notification on Investment of Funds” means the Notification of the Capital Market Supervisory Board
; (f) conversion of securities; or (g) any other circumstance. (3) terms regarding restitution for compensation similar to the aforementioned circumstances to counterparty which have relevant details
worth investor”, “institutional investor” , “structured notes”, and “short-term bond ” shall have the same meanings as defined in the Notification of the Securities and Exchange Commission concerning
other circumstance. (3) terms regarding restitution for compensation similar to the aforementioned circumstances to counterparty which have relevant details, for example, dividend and interest which the
Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 5/2560 Re: Rules on Personnel in the Capital Market Business (No.6) dated 9 February 2017 (effective on 1 January 2018). 3 (d) structured